practicable to employees of the securities company, including those entrusted by the company. Also, the procedures shall accommodate non face-to-face contact with the clients and the use of new or developing
within a financial conglomerate as accepted by the Office. The procedures mentioned in the first paragraph should contain all necessary details to be practicable to employees of the securities company
to employees of the securities company, including those entrusted by the company. Also, the procedures shall accommodate non face-to-face contact with the clients and the use of new or developing
contracts, licenses, and the registration at relevant assets to the Company. 5. SQL will transfer all employees under the operation of SQL to the Company according to the requirement under Thai labor laws. 6
. During the temporarily suspension, the Company need to adjust compensation scheme to the employees to enable the Company to surpass the challenge of cash sufficiency during the crisis and be complied with
supervise its employees to comply with this Notification and the rules issued by the securities company in compliance with this Notification. Clause 22 In addition to those specifically prescribed, the SEC
general advice, specific advice or has not received investment advice. Clause 21 A securities company shall examine and supervise its employees to comply with this Notification and the rules issued by the
facilitate the government officers who are in duty to handle COVID-19 pandemic. During the temporarily suspension, the Company need to adjust compensation scheme to the employees to enable the Company to
the request for the License return expected by the Company is that Spring26 has to lay off some employees. As such, the Company has prepared remedial measure for such employees by paying compensation as
Debt Instruments (No. 9) dated 2 May 2006. (Unofficial Translation) Page 9 of 12 Consideration of complaints and rule of practice for employees Clause 23.28 Repealed. Clause 24. 29 A securities company