where a derivatives business operator is a securities company having the duty to prepare and disclose the financial statements in accordance with the Securities and Exchange Act B.E. 2535 (1992), if the
where a derivatives business operator is a securities company having the duty to prepare and disclose the financial statements in accordance with the Securities and Exchange Act B.E. 2535 (1992), if the
) ................................................................................................................................................................. As the user of Company Account with the power and duty related to electronic submission of information to the SEC Office in accordance with the SEC Office’s Standard Procedures for Electronic
refused to cooperate with other IFEC directors to facilitate the board of directors’ meeting by making available a meeting venue. Such misconduct was therefore deemed as the failure to perform his duty
notifications; and Notification of The Stock Exchange of Thailand RE: “Information Disclosure and Practice of Listed Companies in Acquisition or Disposal of Asset B.E. 2547”. The Company, therefore, obtains duty
perform duty, manager of securities company shall perform duty as the person responsible for the operation of such branch office. Securities company shall maintain evidence documents relating to operation
that the operation of the securities company follows laws on securities and exchange and notifications issued by virtue of such laws. In performing duty in supervising the securities company under the
that the operation of the securities company follows laws on securities and exchange and notifications issued by virtue of such laws. In performing duty in supervising the securities company under the
in matters stipulated in sub-paragraph (1) so that the operation of the securities company follows laws on securities and exchange and notifications issued by virtue of such laws. In performing duty in
, in case of change in the information, management company shall update the information within fourteen days from the date of such change Chapter 2 Granting Approval and Performing Duty of Manager of