to take action against alleged insider trading of certain listed securities where a group of persons gained multi-million baht of benefits by purchasing such securities with information on change of

securities public offering (PO). The revised rules require the issuers of non-listed company not have any records of severe misconducts for a certain period prior to securities offering submissions. For

-classification of client). Clause 18. Securities company must perform KYC/CDD process on all existing customers within three years from the date this Notification comes into effect, except for the case that the

shall re-classify the client’s risk accordingly (re-classification of client). Clause 18. Securities company must perform KYC/CDD process on all existing customers within three years from the date this

necessary and shall re-classify the client’s risk accordingly (re-classification of client). Clause 18. Securities company must perform KYC/CDD process on all existing customers within three years from the

&KC0C0C0SEC Classification : ใช้ภายใน (Internal)

Management Discussion and Analysis Yearly Ending 31 Dec 2021(Revise revenue classification) 14/02/2022 18:44 Management Discussion and Analysis Yearly Ending 31 Dec 2021 15/11/2021 17:40 Management Discussion

Management Discussion and Analysis Quarter 1 Ending 31 Mar 2022 02/03/2022 12:38 Management Discussion and Analysis Yearly Ending 31 Dec 2021(Revise revenue classification) 14/02/2022 18:44 Management

477,377.11 19,548 502 448,109.40 18,069 493 442,762.30 19,513 499 446,000.55 &1#&"Tahoma"&12&KC0C0C0SEC Classification : ใช้ภายใน (Internal)

นิติบุคคล - ต่างชาติ 434 129 13,470.96 430 135 15,125.04 438 125 14,981.59 654 318 57,405.50 ความถี่ในการรายงานเป็นรายไตรมาส เริ่มต้นตั้งแต่ ปี 2565 _x000D_&1#&"Tahoma"&12&KC0C0C0 SEC Classification : ใช้