บริษัท หลักทรัพย์จัดการกองทุนไทยพาณิชย์ จำกัด|กองทุนรวมฟีดเดอร์ | วันที่เสนอขาย : 11/06/2567 - 17/06/2567
KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Feeder Fund ,Retirement Mutual Fund : RMF | Offering Date : 01/12/2021 - 09/12/2021
KRUNG THAI ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Feeder Fund ,Super Savings Fund : SSF | Offering Date : 15/03/2021 - 23/03/2021
Bangkok, September 12, 2014 - The SEC suspended {A}, a securities investment consultant of Globlex Securities Company Limited, for trading on a securities trading account of the client without
derivatives trading account. {A} admitted that he asked for internet trading account's username and password of a client who authorized him to use the account to trade derivatives trading for his own benefit
Bangkok, April 11, 2013 - The SEC found that {A}, a former capital market investment consultant of Globex Securities Co. Ltd., obtained authorization to make decisions on behalf of her client and
her then employer, the SEC probed into the {D} case and found the investment advice records and e-mails indicating that {D} had been entrusted to trade derivatives on behalf of a client during November
misconduct of which he had previously committed. He admitted receiving the client's trading orders through LINE Application and mobile phone from time to time, after that he called the client to confirm the
The Securities and Exchange Commission (SEC), in collaboration with the United Nations (UN), the Principles for Responsible Investment (PRI) and the Asia Investor Group on Climate Change (AIGCC
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) จัดสัมมนา หัวข้อ “Blockchain Based Business Model Change” ให้ผู้ประกอบธุรกิจตัวกลางในตลาดทุนไทยทุกประเภท และหน่วยงานที่เกี่ยวข้องทราบถึง