also empowers them to verify and make investment decisions with greater caution and safety in the modern financial landscape.” The SEC has continuously taken a proactive approach under its strategic
Investor Alert Section on the SEC website for the public to check the list of business operators not under the SEC’s supervision; (2) Collaborating with the Anti-Fake News Center Thailand
In addition, there will be three director-level switches, namely: 1. Mrs. Sureerut Suradecha, from Director of the Sales Conduct Supervision Department to Director of the Investment Management
urges the private sector to exercise caution and refrain from using response letters in such manner.In any case, the SEC’s response letters to inquiries may contain facts that have changed or are specific
progresses in the areas of market supervision and development, such as quality enhancement of IPO issuers and listed companies, legal enforcement in various cases, and improved transparency and fairness in
the SEC and the exploration of applying these guidelines to enhance the OIC’s technology risk control supervision over regulated business operators. The event took place on 26 June 2024 at the SEC
Deputy Secretary-General Tajinder Singh (second from right) to discuss international cooperation for the development and supervision of capital markets, at Hilton Hotel in Sydney Australia on 12 May 2019
The Securities and Exchange Commission (SEC), represented by Ms. Nopnuanparn Pavasant, Assistant Secretary-General, Ms. Cholthida Phakdeethai, Director of the Digital Asset Supervision Department
[such establishment] with the SEC Office; [or] (2) an association relating to supervision of derivatives intermediaries, of which objectives is for promoting and supervising derivatives intermediaries
knowledge on financial, investment, and deposit protection, as well as to raise caution of investment scams. The topics covered deposit protection, the “Three Knows” (Know Oneself, Know Others, Know Own Risks