ที่อยู่ระหว่างรอข้อมูลสำคัญ หรือเครื่องหมาย C (Caution) ในกรณีที่บริษัทจดทะเบียนเข้าลักษณะตามหลักเกณฑ์ที่กำหนด* เช่น• ส่วนของผู้ถือหุ้นมีค่าน้อยกว่าร้อยละ 50 ของทุนชำระแล้วหักส่วนต่ำมูลค่าหุ้น• ยื่น
. Persuasion to invest with falsely high return in a short period may be regarded as deception to investors. SEC would like to warn investors to take caution and inspect details before making an investment
caution when using services of securities business operators, derivatives business operators or digital asset business operators who have not obtained a respective license, as well as foreign digital asset
exercise caution. As such, if being soliciting to invest in securities or derivatives such as shares, gold or crude oil, you can check credibility of such claim by visiting the SEC website (www.sec.or.th
support illegal activities. If any violations are found, the SEC will take legal action accordingly. The public and investors are strongly advised to exercise caution when using services from unlicensed
of such suitability. It shall also provide basic advice to the client in order to raise the client’s awareness on the importance of asset allocation and determine investment proportion or enter into a
Derivatives Intermediaries (No. 7) dated 9 February 2017 (effective on 16 February 2017). 15 acknowledge the result of such suitability. It shall also provide basic advice to the client in order to raise the
investment decisions. The event aimed to raise awareness, especially among the elderly, and was attended by 200 participants on 21 January 2025 in Nan Province.
understanding of financial planning and goal setting, as well as to raise the awareness of investment scams. The sessions focused on the SMART Principles (Specific, Measurable, Achievable, Realistic, and Time