in which business operators invest. Additionally, the definition of special liabilities will be revised to include other outstanding liabilities for greater flexibility. The essences of the proposed

Bangkok, June 5, 2015 ? SEC Secretary-General talked strategy and vision, emphasizing on understanding business and improvement of ecosystem where regulations are practical and developed from the

Bangkok, November 19, 2015 ? The SEC has filed a criminal complaint against (1) Saiphet Thongngao, (2) Sureerat Ardpaksa, and (3) Woraphol Muenbowon for jointly operating derivatives business without

plan. This includes limiting business operations to avoid additional risks. If a business operator fails to submit or execute the plan within the specified timeframe, or if the NC falls below 60 percent

safekeeping of additional documentation of such business operations. The key points of the proposed amendments are as follows:           (1) DA operators would be required to keep records related to the

Asset Business Law, specifying    additional conditions to protect the clients’ interests whereby Zipmex business suspension must continue throughout the time when the company is in operation, and the

In this workshop, the SEC, the TDO, and digital asset business operators joined forces with relevant agencies including the Bank of Thailand, the Cyber Crime Investigation Bureau, the Central

In November 2022, the SEC published a consultation paper on the proposed amendment to capital requirements for digital asset business operators which includes paid-up and ongoing capital as well as

Business Development Department issued an order rejecting IFEC application to change its directors’ list to register Mr. Wiphu Maharakkakla and Mr. Manusak Deawwanich as two additional directors. The

The Cabinet has passed the resolution approving in principle the draft Ministerial Regulation concerning Granting of Approval for Undertaking Securities Business, which prescribes two additional