Microsoft Word - Financial conclusion Q3 2018 Clarification on Percentage of Change More Than 20% The consolidated financial statements of Nation Broadcasting Corporation Public Company Limited and

Department of Special Investigation (DSI), the Government Public Relations Department, the Bank of Thailand (BOT), the Office of the National Broadcasting and Telecommunications Commission (NBTC), the Anti

Broadcasting and Telecommunications Commission, (8) the Anti-Money Laundering Office, and (9) the Thai Alliance against Ponzi Schemes. The main objective of the multiparty collaboration is to prevent and

by DTV to AWN under the connected party transaction rules, have been obtained; (6) The approval from the Office of the National Broadcasting and Telecommunications Commission for AWN to acquire CSL

consultants were more knowledgeable or had better information than them. A number of clients were affected from trading and suffered losses. In many cases, the authorization led to trading more than the clients

Bangkok, February 25, 2015 ? The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities Plc. for obtaining authorization to make derivatives and securities trading decisions

internet banking system to transfer 2,000 baht from a client's account into his own without the client's authorization. {D}'s actions were deemed to be prohibited characteristics of investor contacts in

? behalf. With the said authorization, he traded with high trading volume for a period of time. {A} admitted to Maybank Kim Eng Securities that he used clients' User IDs and passwords to send trading orders

obtaining authorization from client to make securities trading decision on behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re

Bangkok, April 11, 2013 - The SEC found that {A}, a former capital market investment consultant of Globex Securities Co. Ltd., obtained authorization to make decisions on behalf of her client and