and Period of Approval ______________________ Clause 101 Any person to be approved as auditor in the capital market shall comply with the following rules: (1) being a certified public accountant whose
....................................................................................................................................................... ....................................................................................................................................................... ....................................................................................................................................................... ( - Specify the key features of the securit...
to provide information, submit documents and evidence with the SEC and / or any other agencies related to the issuance and offering of debentures as well as proceed Any related or necessary things in
according to this Notification shall be as per the following regulations unless a waiver is granted by the SEC Office based on reasonable and appropriate ground: (1) the responsible person according to this
Disposal of Asset B.E. 2547 (2004) dated 29 October 2004 (as amended) (collectively referred to as “Notifications on Acquisition or Disposal of Assets”). After calculating the size of such transaction based
specific person. “ investment planner ” means a person providing investment consultation to investors and being allowed to make an investment plan in conjunction with such consultation by incorporating in
investors and being allowed to make an investment plan in conjunction with such consultation by incorporating in-depth information on each client in order to specifically plan and provide investment
result to financial status of an intermediary ; (b) affected trade of capital market products deviated from regularity; (c) being the manner of inappropriate investment as a professional; (d) bringing
, without planning or analyzing of investment. “ investment planner ” means a person providing investment consultation to investors and being allowed to make an investment plan in conjunction with such