}, the capital market investment consultant received trading orders from the person who was not owner of securities trading account without any written  authorization letter. From the recorded conversation

person undertaking derivatives business without obtaining proper authorization from the SEC in contravention of Section 16 of the Act shall be criminally liable under Section 125 of  the Act. The SEC

orders of derivatives and shares in large volumes without the client’s authorization. When the client’s account suffered a large amount of loss, {A} tricked the client into depositing more cash into the

} assured his colleague that it was the client’s decision. Therefore, the transaction had been executed. However, when the authorization documents were brought to the client for signature, the client

has issued the amended regulations with the key points as follows:   (1)  Revising the reporting scope for business operators to require submission of data or documents on a necessary basis and

comments on the proposed amendments to the regulations regarding  advertising by digital asset business operators. The key points are as follows:          (1) Adjust the font size of the warning notices in

digital asset custodial wallet providers. Most respondents agreed with the proposed principles and draft amendments. The SEC has therefore amended the regulations with the key points as follows: (1

rules, which contains key points as follows:     (1) Revoking the requirement for notifying details of each advertisement and the associated expenses to the SEC;  (2) Advertisements need to be considered

The amendments to the regulations on offering for sale of bills are in alignment with the revised characteristics of bills deemed as securities, with the key points as follows:   1. Repealing the

hearing on the proposed amendments to the qualifications of bondholders’ representatives, as approved by the recent Capital Market Supervisory Board Meeting. The key points of the amendments are