auditor: (a) operation associated with the policy in Clause 5 (1) (2) and (3); (b) reporting on compliance in Clause 6 (4). (2) conduct control self-assessment to measure the effectiveness of the operating
: (a) operation associated with the policy in Clause 5 (1) (2) and (3); (b) reporting on compliance in Clause 6 (4). (2) conduct control self-assessment to measure the effectiveness of the operating
., an associated company of EIC, impairment loss of investment and share of loss of such associated company. The SEC therefore notified EIC to cooperate with the auditor in auditing and reviewing such
, trading such underlying securities while underwriting them. The relaxation aims at facilitating the brokerage firms to better manage risks associated with issuance of the instruments while the firms are
such underlying securities while underwriting them. The relaxation aims at facilitating the brokerage firms to better manage risks associated with issuance of the instruments while the firms are required
disclosed in the fund prospectus, especially investment policies, investment proportion and associated risks. In addition, if the funds invest in the GMS instruments more than 60 percent of NAV, the asset
The SEC urges investors who use these platforms to consider withdrawing or transferring their assets from the platforms before 28 June 2025 to protect their interests and prevent any potential impact
Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management
Sale regarding Units of Real Estate Investment Trust. “unit” means a trust certificate representing the rights of the holder as a beneficiary of REIT. “associated person” means a person with one or more