conditions under this Notification to an offer for sale of debt securities that has already been approved: (1) there is a clear fact leading to the consideration that the rules or conditions to be exempted are
. 27 Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section
. Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section 113 of the
approval from the SEC Office in accordance with this Notification. Clause 48 A person who has held the position of director or general manager as approved before this Notification comes into force or as
appears in the SEC’s approved list; “related person” means a related person under the Notification of the Capital Market Supervisory Board concerning the Rules on Related Party Transactions; “Stock Exchange
approved person shall comply with rules relating to the disposal of shares under the Notification of the Capital Market Supervisory Board Re: Distribution of Newly Issued Shares and Share Warrants by Issuer
, the Office may waive certain rules of this Notification in considering an application or may not apply certain conditions of this Notification to an approved offer for sale of warrants and underlying
approved list. Clause 131 An applicant shall pay the application fee at the amount prescribed in the Notification of the Securities and Exchange Commission Re: Determination of Fees for Application regarding
Paragraph 1, it appears that the approved entity for the offer of short-term structured note is unable to maintain its qualifications in accordance with the Notification issued by the Capital Market
. Notification of the Office of the Securities and Exchange Commission Concerning Granting of Approval of Financial Advisors and Their Scope of Work ______________________ Whereas the notifications issued by the