Bangkok, May 7, 2014 - The SEC revoked an approval of {A}, an investment consultant of Bualuang Securities Plc. for two years on account of trading derivatives through client's account for his own

Capital Market Supervisory Board’s regulations.* Therefore, the SEC has revoked Sareerat’s approval as Investment Consultant for Complex Products Type 2** for 10 years. However, since her approval has

:*Notification of the Office of the Securities and Exchange Commission No. Sor Mor. 1/2565 Re: Reduction of Application Fee for Approval of Auditors in the Capital Market dated 14 January 2022.  

. ---------------------- The Office of the Securities and Exchange Commission Notification of the Office of the Securities and Exchange Commission No. SorNor. 43/2544 Re: Rules, Conditions and Procedures for the Approval of

Office of the Securities and Exchange Commission Notification of the Office of the Securities and Exchange Commission No. SorNor. 43/2544 Re: Rules, Conditions and Procedures for the Approval of Mutual

. SorNor. 43/2544 Re: Rules, Conditions and Procedures for the Approval of Mutual Fund Managers _____________ By virtue of the second paragraph of Clause 40 and Clause 41 of the Notification of the

Application for Approval and Granting of Approval for Offering of Newly Issued Shares

Rules on Application for Approval and Granting of Approval to Undertake Trust Business

Rules on Application for and Granting of Approval to Undertake Trust Business (No. 2)

Rules, Conditions and Procedures for Approval of the Securitization Project (No. 2)