appropriate within the specified period. If the applicant fails to comply or proceed as required, the Office shall deem that (Translation) -4- such applicant does not intend to apply for an approval to be

to regulations on approval and standards of conduct for personnel in such securities businesses under various notifications. It is, therefore, appropriate to allow one person to contact investors in

Commission No. SorDor. 46/2552 Re: Documents and Evidence for Applying for Approval of Regulations of Derivatives Exchange and Derivatives Clearing House ---------------------- By virtue of Section 14, Section

approval of an appraisal company in capital market or a lead appraiser as deemed appropriate, when there are circumstances as follows: (1) the appraisal company in capital market fails to maintain

No.28/2017 The Board of Directors’ Opinion : The Board deems appropriate to certify the minutes of the Annual General Meeting of Shareholders No.28/2017held on April 24, 2017. Agenda 2 : To consider

hearing on the proposed principles and relevant draft regulations which aim at ensuring that the ICO rules have adequate and appropriate mechanisms for protecting investors while promoting the ICO issuer’s

money (e-money) system, while maintaining appropriate and adequate risk protection measures.Under the sandbox pilot program, foreign tourists who wish to convert digital assets into Thai Baht and use the

securities listed on the Stock Exchange of Thailand (SET), in order to provide companies with greater flexibility in selecting an appropriate timing for disposal in line with market conditions.Accordingly, the

11 In the case where a fact appears in the following circumstances, the SEC Office may suspend or revoke the approval of any foreign auditor under Clause 6(1) as deemed appropriate: (1) the foreign

for normal situations, business operators must receive the SEC’s prior approval. Hence, business operators requested more clarity as to which operational systems are required and a streamlined process