ever-growing asset management business by, for example, relaxing several requirements. In so doing, appropriate investor protection is maintained, and more investment choices promoted.? Such amendments
delivered include financial and investment planning, proper saving and investment methods, and self-protection from falling victim to financial frauds and scams. Ms. Ruenvadee Suwanmongkol, SEC Secretary
The SEC aims to improve the PVD supervision to be more suitable for the current context, providing protection to PVD members in a fair and transparent manner. Related business operators are
trading orders. Due to these amendments to the relevant regulations involving the implementation of entirely new measures, it becomes appropriate for the SET to communicate those newly deployed measures to
sectors convenience for issuing debt securities for fund mobilization while putting in place an appropriate mechanism for investor protection as debt securities is indeed an investment choice. Hence, the
transaction is considered commercially viable, the price of AJP shares to be issued for share swap at 8 baht per share is not appropriate. The said view coincided with the opinion expressed by the independent
that rationale is not the only factor influencing investment decision making while the regulator should put in place proper regulations to protect investors and provide appropriate investment
their professional ability to give appropriate information to investors. In making appropriate adjustments and enhancing practicality for the industry, the SEC has taken into consideration comments and
, having obtained sufficient and appropriate audit evidence, concludes that misstatements, individually or in the aggregate, are material, but not pervasive to the financial statements ; from ( 2.1.1
to stimulate economy through domestic consumption. The SEC has considered it is appropriate to announce that 12 February and 24 September 2021 are special holidays for securities companies and