varieties of assets according to suitable risk profile. For example, funds offered to retail investors are now allowed, on the condition that pre-specified ratios apply, to invest in non-listed infrastructure
investment opportunity.SEC Secretary-General Vorapol Socatiyanurak said the SEC will issue regulations in support of? the conversion of Type 1 property funds into REITs as the Type 1 property funds are allowed
(“the Company”) allowed the Company’s foreign buyers to postpone processing their ownership transfer period to be within the end of this year with an inspection process done by the buyers, buyer’s
individual, and shall be allowed to undertake a derivatives business only after a license from the SEC has been obtained. Any derivatives business operator which is a legal entity under Section 17 and engages
has allowed the affected listed companies and securities issuers to appoint an auditor on the SEC approved list to audit their financial statements for the first quarter of the year. This will
financial statement for 2011 and financial statement for Q1/2012 and the SEC allowed extension to May 31, 2012.
Bangkok, April 10, 2014 ? The SEC is seeking public comment on relaxing a unit holding limit where any person or group of persons is allowed to hold not exceeding one-third of all units in a mutual
high net worth individual only. To widen investors? investment choices of increasing return or creating variety and complexity of investment strategy, the AI funds will be allowed to invest in
of exploring and gathering documents and evidence as well as more information from overseas authorities for valuation of overseas investment. The SEC therefore allowed VTE to submit the audited