Additional Provisions relating to Offering for Sale of Units of Collective Investment Schemes between Hong Kong Special Administrative Region of the People?s Republic of China and Thailand
wallet shall vary based on the proportion stored in hot wallet. NC charge of clients’ assets stored in cold wallet shall be based on where assets are stored. Furthermore, additional capital charges shall
; (3) An issuance and offering of high-risk debt securities must clearly include the term, "High-Risk Bond" in the name of the securities. Additionally, a warning statement must be provided to investors
153 results Sort by: Relevance Date (Newest) Date (Oldest) English (United States) NAV Additional rules for long term funds (LTFs) Additional rules for exchange traded funds (ETFs) Additional rules for
follows: (1) a statement related to how investors can acquire additional information or prospectus; (2) a warning stating that “investment contains certain risks; investors are recommended to study related
information under (1)(b) 1. to 3. Clause 11. In advertising the fund, the securities company shall at least have statement or warning as follows: (1) a statement related to how investors can acquire additional
statement or warning as follows: (1) a statement related to how investors can acquire additional information or prospectus; (2) a warning stating that “investment contains certain risks; investors are
Additional Provisions for Establishment and Management of Mutual Funds under the Mutual Recognition of Funds between Hong Kong Special Administrative Region of the People?s Republic of China and
legal prosecution for an offense concerning property by a relevant agency https://www.sec.or.th/EN/Pages/LawandRegulations/Sukuk.aspx English (United States) Fees investment funds (FIFs) Additional rules
offense concerning property by a relevant agency https://www.sec.or.th/EN/Pages/LawandRegulations/Sukuk.aspx English (United States) Fees investment funds (FIFs) Additional rules for country funds