Line "Kanokwan S.", "Profit Pulse 59" and "Community of Charts" : Unlicensed securities and derivatives business (Disclosure Date : 03/02/2026)

MFC ASSET MANAGEMENT PUBLIC COMPANY LIMITED|Specific Fund | Offering Date : 18/06/2008 - 25/06/2008

Wongsiridej, and banned him from functioning as capital market personnel for 5 years. SEC Act (the fifth amendment) Section 241 Civil Action Dated 19/05/2017

> SEC Act (the fifth amendment) Section 241 Civil Action Dated 12/06/2017

months. SEC Act (before the fifth amendment) Section 241 Civil Action Dated 21/07/2017

(before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 20/07/2017

Civil Action Dated 25/08/2017

Action Dated 25/08/2017

Committee as follows :     - a civil monetary penalty of 500,000.00 Baht SEC Act (before the fifth amendment) Section 241 Civil Action Dated 15/09/2017

Code Civil Action Dated 09/11/2017