the SEC Office according to the methods and procedures prescribed in the Licensing Manual for the Public. We have studied, acknowledged and understood the Personal Data Protection Policy for internal
According to a client’s complaint and the SEC’s further investigation, it was found that during December 2007 – September 2012, executed securities trading orders for the client who acknowledged
some clients. All the said clients acknowledged trading transactions without any objection. Besides, Napat received several trading orders from the persons not the owner of the securities trading
clients more than 93 million baht during July 2013-January 2014. Evidence indicated that in the former period, he made trading decisions and notified his clients afterwards. The clients then acknowledged
orders were sent through over the internet and under her securities trader ID while the client acknowledged and did not reject the transactions. {A} admitted that she was the one submitting all trading
trading orders and inform the client of the transactions afterwards. It was found that the client acknowledged the transactions without any objection. The {C} case follows investor complaint and the report
investment. Currently, the Company has four property development projects: World Industrial Estate Project (Lamphun), Lamphun Province is under a subsidiary company Divide the area into 70% industrial area
, Financials, Infrastructure, Services and Education. Over 80% of these investment opportunities address productivity issues and over half leverage technology to bridge the digital divide. Almost all the
types of securities to support strategic fund mobilization and accommodate new product launches; (4) To divide intermediary supervisory units with separate focuses on development and inspection; (5
baht, and the total income was 154.75 million baht. Please be acknowledged Yours sincerely, (Mr. Kovit Rongwattanasophon ) Managing Director