Financial Statement (revision in process) สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 14 January 2025 21:24 The Financial Statements which need to be revised The Financial
of ordinary persons) with knowledge or experience such as CFA, and (2) private funds for non-retail investors which manage investment in DA for institutional investors and UHNW.**** Retail Funds refer
December 2023 sent a letter to the company, requiring a written clarification on the issue, which the company failed to provide. Moreover, there may be considerations regarding offenses related to client
equally stringent regulations as those applied to IPOs; (3) Revising regulations on investor alerts and delisting of the securities in which companies displaying inappropriate behaviors; and (4) Revising
maintain net capital in compliance with the governing law and its inappropriate and insufficient management structure and personnel, Zipmex may be liable to offenses related to client assets, which may
where the company may be liable to an offense related to client assets, which may cause damage to the clients, pursuant to the resolution of the SEC Board. Zipmex submitted clarifications on the matters
disclosed the inside information related to its operations in the third quarter in 2019, which incurred a net loss, to the SET at 08.10 hours on 12 November 2019. The action of Penprapa in this case was
exchange information, screen and suspend transactions or accounts related to cybercrimes in the same manner as commercial banks. This includes being subject to mechanisms for refunding victims, which will
) Group, which provides an infrastructure system for mutual fund access (FundConnext) has developed system for investors to check information on all their holdings on tax benefit funds including LTF quickly
from LTFs to Thai ESGX for tax deduction benefits.Fiscal Policy Office (FPO) International Economic Advisor Warotai Kosolpisitkul stated: "Following a wave of LTF redemptions in early 2025 which affected