6(1) of the Notification of the Capital Market Supervisory Board No. TorThor/Nor/Khor. 37/2553 Re: Prohibited Characteristics of Capital Market Personnel dated 15 September 2010, which are in
were induced to transfer their money to the company's account while the company also obtained benefits from trading fees which are deemed undertaking derivatives business without license in contravention
misconduct related to the offences of the investment consultants. Following an inspection report of {X1}, which is licensed to undertake securities business in the category of limited brokerage, dealing and
which Thailand has comparative advantage. Providing an enabling condition that encourages growth of the said businesses will certainly help them to play the key role in adding value to products and
an individual level, which could significantly raise the level of national saving.Somjin Sornpaisal, Chairman of AIMC said ?Mutual fund allows investors to select from different types of asset classes
as Collective Engagement is in line with international practices, all of which will enhance the listed companies? corporate governance to be even more internationally accepted.Since 2006, the SEC has
Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012 which
themselves to be listed on the SET which in turn will allow them to have a long-term financial source and enhance their competitiveness with the forthcoming ASEAN Economic Community (AEC). The 2nd ?Pride of
mutual funds, for instance, tax exemption on capital gain, and tax deductions for investment in long-term equity funds (LTFs). These privileges allow investors to obtain higher returns, which in turn
, corporate social responsibility and firm commitment against corruption; which will pave the way for them to become role models for others in the Thai business sector. Among 567 listed companies comprising 472