SEC initiated the regulatory guillotine scheme with the key objectives of streamlining procedures, processes and documents required to be submitted to SEC and revising or repealing the existing
securities, namely green bond, social bond and sustainability bond. Issuers of such bonds are entitled for the fee exemption from 17 May 2019 to 31 May 2020. This relaxation of the filing rules aims to
would issue a notification of rules related to the determination of types or characteristics of juristic persons or groups of persons entitled to propose persons to be selected as SET director, as well as
Mr. Worrapat Pensawang, First Secretary, the Royal Thai Embassy, Riyadh, the Kingdom of Saudi Arabia, paid a courtesy call to His Excellency Mohammed Bin Abdullah El-Kuwaiz, CMA Chairman, Mr. Khaled
accounts to seek benefits for himself and the others, a misconduct of client asset exploitation. At the time of his wrongdoing, he was employed by RHB Securities (Thailand) PLC (RHB).Following a complaint
Bangkok, March 3, 2011 ? Finance Minister Korn Chatikavanij has officially appointed four expert members to the SEC Board ? (1) Nontaphon Nimsomboon, (2) Kumchai Jongjakapun, (3) Sathit Limpongpan
Bangkok, May 10, 2011 ? The SEC is inviting the investing public to visit SEC Investment Mart at Money Expo 2011 which will run from May 12 to 15. SEC highlights include the latest investment trends
Bangkok, April 10, 2014 ? The SEC is seeking public comment on relaxing a unit holding limit where any person or group of persons is allowed to hold not exceeding one-third of all units in a mutual
scores and recommendations are summarized as follows:(1) Client acceptance and continuance (A&C): Some audit firms may need to improve A&C by requiring consideration on all significant information before