by the public at large while the operating business must not create any conflict of interest with the securities business applying for the license. In addition, the existing and new coming Type D
proposed additional agenda on purchasing shares of KITHA Properties Co., Ltd. (KITHA) at the price not exceeding 800 million baht. The agenda was considered and approved at the meeting.As the purchase of
PLC. and the SEC that the client gave him the username and password for submitting the trading orders as the client had just started investing and not familiar with the Internet trading program.Making
a selling order for the securities in such account. It was found that prior to the transaction, {A} had learnt of the identity of the securities' beneficial owner who was not the account owner
not lose the money if making investment decision on the advice. Furthermore, {A} failed to immediately submit orders to close out derivatives positions as directed by the client, causing the client to
routine inspection of Kasikorn Securities Plc, the SEC found that {A} did not record a number of derivatives trading orders from a client. {A} admitted that she received the client's derivatives trading
reviewed to require adjustment to NAV calculation if the offshore fund?s closing price does not reflect the fair value. Aside from discussing with AIMC, the SEC also invited professor at Sasin who conducted
SEC and related organizations have complied with FATF standards. We are certain that the announcement will not directly affect capital market business. If there will be any indirect impact on private
market. Investor contacts are obliged to send trading orders into the Stock Exchange of Thailand's trading system properly and not get involved in any wrongdoing. Any investor contact who fails to comply