conducting this public hearing on the proposed amendments, which would require funding portals to undertake the following key measures: (1) To prepare and submit the annual audited financial
revise the client asset and transaction reports for business operators, requiring detailed data broken down by each individual client and each security. Business operators would be required to submit
Bangkok, 11 April 2024 – The Securities and Exchange Commission (SEC) would like to inform the public that the public prosecutor has brought action to the Criminal Court* against seven entities who
capital market and the digital economy at large. “We would like to sincerely thank all TDO members for joining this transformative occasion to strengthen our cooperation and proactive teamwork to further
will be proposed for the Prime Minister’s signature.In response to the enquiries whether additional offenders will be brought into the enforcement proceedings or not, the SEC would like to inform that
total amount of 28,223,311 baht (comprising civil penalties, compensations in the amount equal to the benefits received or would have been received and reimbursements of investigative expenses incurred by
would be required to ensure that investors who are not legal entities classified as institutional investors, ultra-high-net-worth investors or high-net-worth investors take a knowledge test before
not least, the Board would like to express sincere appreciation for all comments and suggestions, and hopes that stakeholders will adopt the Thailand Taxonomy as a reference tool for developing
would the usage of digital assets as a means of payment for goods and services pose risks to consumers and financial/economic stability?Answer Widespread adoption of digital assets as a means of
regulations governing provision of Repo transactions as approved in principle by the SEC Board’s Meeting No. 2/2565 dated 15 February 2022. The proposed amendments would require business operators who provide