companies from accepting orders of purchase, transfer or exchange of securities that would result in Thai investors gaining more possessions of NVDR unless in the case where the rights arise from holding NVDR
to the offering of sustainability-related tokens would be exempted until 31 May 2025.The consultation paper is available at http://www.sec.or.th/hearing and https://law.go.th/. Stakeholders and
may cause damage to the interests of the public. Additionally, there are reasonable grounds to believe that, unless the period of asset attachment is extended, the offenders would remove or dispose
applicable scope of investment advisory business operators to ensure that they would implement sufficient controls for managing IT-related risks arising from the use of technology; and (5) To improve other
conducting this public hearing on the proposed amendments, which would require funding portals to undertake the following key measures: (1) To prepare and submit the annual audited financial
revise the client asset and transaction reports for business operators, requiring detailed data broken down by each individual client and each security. Business operators would be required to submit
Bangkok, 11 April 2024 – The Securities and Exchange Commission (SEC) would like to inform the public that the public prosecutor has brought action to the Criminal Court* against seven entities who
capital market and the digital economy at large. “We would like to sincerely thank all TDO members for joining this transformative occasion to strengthen our cooperation and proactive teamwork to further
will be proposed for the Prime Minister’s signature.In response to the enquiries whether additional offenders will be brought into the enforcement proceedings or not, the SEC would like to inform that
total amount of 28,223,311 baht (comprising civil penalties, compensations in the amount equal to the benefits received or would have been received and reimbursements of investigative expenses incurred by