Bangkok, March 9, 2011 - The SEC is to revise mutual fund disclosure documents. The revision will simplify mutual fund project, commitment between unitholders and asset management company as well as
and intend to jointly control the company, such person or persons will be required to launch tender offer to purchase securities from all securities holders and report securities holding under Section
determines that FA independence will be impaired in cases where FA or commercial bank in the same conglomerate has granted a loan to any securities issuer or sponsor disposing asset into real estate investment
on reasonableness of the assumption and dilution effects to shareholders in case where all conversion rights will be exercised (worst case scenario). Furthermore, the SEC?s consideration period will be
shareholders will considerably contribute to the company?s good governance. The SEC trusts that ?Guidelines for shareholders? meeting will support shareholders to be better prepared for AGM. The Guidelines can
, comprising banks, securities companies and asset management companies, could obtain CAC certifications, it will certainly be a strong signal that anti-corruption practices are very important issue to be
will be imposed if inappropriate behaviors of issuing companies such as concealment of information or cooking the books have been found. The issuers covered under the proposed revision are non-listed
well as acknowledging the problem. The booth provided basic investment knowledge and sources of information for making decisions, which will help them attaining their life goals and ready for retirement
proportion will be set to suit each type of funds. Asset management companies must make a cautious investment decision and conduct due diligence. In addition, information disclosure of instruments, risks
certify it. Mr. Nielsen, after the interview, submitted to the SEC the explanatory letters together with documents and evidence several times.The SEC will process Mr. Nielsen?s complaint according to the