home country where its official agency or regulator is a member of International Organization of Securities Commissions (IOSCO), whose regulation on certain derivatives business is not inferior to those
operator in the category of derivatives dealer in its home country continuously for at least ten years; (3) undertaking derivatives business in the category of derivatives dealer in its home country where
Office of the Securities and Exchange Commission. Clause 2. In the case where an applicant for an approval to be a custodian desires to appoint any person as its custodian agent, such applicant shall
Report Form (Form Bor.Lor. 2) as at the end of the latest month. In cases where the company is in the process of preparing Form Bor.Lor. 2, the company shall be allowed to use the figure of 3 Added by the
capabilities fully and cautiously with sufficient information and referable evidence; (c) members shall disclose to clients any case where the members have an interest, whether directly or indirectly, in any
where the derivatives broker is a securities company having duty to appoint an independent director under the Notification issued by virtue of the Securities and Exchange Act B.E. 2535 (1992), if such
directly or indirectly holds shares of the other party in the amount exceeding fifty percent of total issued and paid-up shares; or (2) In the case where the party that manages funds has the power to control