any following process unless the exemption is granted by the SEC Office: (a) being failed to file financial statements or related reports required under Section 56; (b) being failed to file reports
provision under Paragraph 1 shall not apply to the offering of bonds in the name of a foreign government. 2. the applicant shall not be in any following processes unless the exemption is granted by the SEC
obligations thereunder. Unless a party is able to offset its position before the settlement date, the seller of futures is obliged to make and the buyer is obliged to take delivery of the underlying asset of
and estimated return, unless otherwise approved by the Office pursuant to Chapter 2; (3) information that urges investors to purchase investment units within a certain timeframe or by a certain time
of March 31, 2024, which can be summarized as follows: 1) Profit & Loss Analysis : Q1 2024 (3 Months) (Unit : Million Baht unless otherwise stated) Q1 2024 Q1 2023 Change Amount % Change Total Revenues
/educational certificate are not required, unless such information has been changed. Form as of 25 July 2006 Form 104-2/Or Por 24-2 Form of curriculum vitae certification of the person applied for approval to be
/educational certificate are not required, unless such information has been changed. Form as of 25 July 2006 (Translation) Form 104-2/Or Por 24-2 Form of curriculum vitae certification of the person applied for
unless the applicant itself is being the financial advisor, whose name appears in the SEC Office’s approved list. Clause 5 An applicant shall pay the application fee as specified by the Notification of the
Thailand branch of such foreign bank applicant. (2) the applicant shall not be in any following process unless the exemption is granted by the SEC Office: (a) the applicant has failed to file the financial