penalties under Section 75 of the Emergency Decree. The SEC has therefore filed the criminal complaint with the CCIB for consideration of further legal action. In any case, filing a criminal complaint is

: Rules on Personnel in the Capital Market Business, as amended. (Executives are subject to penalties twice as higher than those imposed on investment consultants).

fees from audit firms and auditors in the capital market, and (3) the determination of penalties on audit firms and auditors in the capital market. The objectives of the amendment are to promote the

), may be subject to legal proceedings and penalties of fine and imprisonment. In case of liable offenses under other laws, SEC will cooperate with relevant agencies for further proceedings

until the payment is fully completed, and Ekkamon to pay 333,333.33 baht. Both monetary penalties shall be submitted as state revenue. On 26 May 2020, the Court of Appeal confirmed the judgment of the

operating the digital asset dealer business under Section 3 of the Emergency Decree on Digital Asset Businesses without license in violation of Section 26 and subject to the penalties under Section 66 of the

misconduct was deemed taking an unfair advantage of other persons in violation of Section 241 and liable to penalties under Section 296 of the Securities and Exchange Act. The Criminal Fining Committee has

sufficient information before passing a resolution, especially the opinion of the company's board of directors. In addition, the provisions on prescription of more severe penalties are proposed in case the

penalties under Section 296 of the SEA. He agreed to enter the criminal fining process and paid a fine of 4,333,480.50 baht.In addition, the criminal fine has caused Assavin to have untrustworthy

penalties under Section 296 of the said Act. The Settlement Committee therefore imposed on him respective fines of 685,785.60 baht and 500,000 baht, totaling at 1,185,785.60 baht. # # #