, agencies, companies or related parties. When such fraudulent schemes are found, suggestions for deterrence actions to be taken include issuing investor warnings through the organization’s web site(s) and
licensed business operators on the SEC website at www.sec.or.th or through the SEC Check First application. To report suspicious activities, please contact the SEC through the SEC Public Service Center
ความพร้อมให้กับบริษัทจดทะเบียนโดยแบ่งออกเป็น 7 ครั้ง แยกตามรายกลุ่มอุตสาหกรรม ตั้งแต่วันที่ 15 กรกฎาคม 2564 ถึง 9 สิงหาคม 2564 เวลา 9.30 – 12.00 น. ซึ่งเป็นการจัดอบรมออนไลน์ผ่าน Application Zoom นางสาว
investment consultant for 6 months. Owing to the fact that {A}'s approved securities investment consultant status only lasts until December 31, 2014 which is less than 6 months, the suspension was then imposed
AIRA Securities Public Company Limited's report and the SEC's further investigation, he was found to have given investment advice on specific securities at a seminar and via Line application based on his
qualifications of CIS to be offered to non-retail investor in Thailand, conditions relating to offer of CIS, duty of selling agent as well as procedure for filing of application for inspection on qualifications of
, duty of selling agent as well as procedure for filing of application for inspection on qualifications of CIS and allocation of quota for offshore securities investment. Stakeholders and the interested
his approval has already expired since 31 December 2016, the SEC will not accept his future application for approval as capital market personnel for the next 10 years.KBANK has already terminated
Bangkok, 25 July 2017 ? The SEC is seeking public comments on the draft amendments to the rules governing application for a waiver of mandatory tender offer for all securities of a business pursuant
public offerings of two issuing companies concerning filing of application for approval for public offering of shares, registration statement, and draft prospectus (filing).Akekajak failed to perform due