The Securities and Exchange Commission UNOFFICIAL TRANSLATION Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The
แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference
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the ECD for further proceedings. At this juncture, any person suffering damage from investment with the said person should contact the ECD Police at 0-2237-1199 for further legal proceedings.??At
6, Clause 8 and Clause 9 who has to obtain approval from the SEC Office only; (2) the highest level responsible person in the compliance unit under Clause 7(4). Clause 20 An intermediary shall prepare
Notification of the Office of the Securities and Exchange Commission (Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is
from the SEC Office only; (2) the highest level responsible person in the compliance unit under Clause 7(4). Clause 20 An intermediary shall prepare the information on the appointment and the
having high-risk or complex characteristics only specifically to derivatives under law on derivatives. (3) “ASEAN investment consultant” means a person giving general consultation to investors related to
(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 2 Notification of the Securities and