through initiatives such as the e-Licensing Scheme and the Stakeholder Service Portal (One-Stop Service Center for Capital Market Business Operators). These projects aim to streamline licensing processes
regulations for licensing securities and derivatives businesses. This hearing invites business operators and the public to send comments and/or suggestions on the draft regulations, with the key points as
After considering the issuance of rules, conditions and procedures for collecting, disposing of and allocating assets of REITs to provide business operators with clearer and more consistent and
In the first quarter of 2024, which marks the final quarter of the Initiative’s Phase 1 (July 2023 – March 2024), 10 business operators joined the activities aimed at enhancing knowledge and skills
. The SEC strongly advises the public and investors to be cautious when dealing with unlicensed digital asset business operators as there is no legal protection and instead they may be at risk of being
promote fundraising and investment in investment tokens and to support interested securities business operators in providing services related to the said products. This in turn would increase access
operators and capital market business personnel, covering the following approaches: (1) cancellation of the requirement for a renewal application for approval as capital market business personnel in the
to discuss the matter with business operators. In essence, the regulations on the establishment of high yield bonds and an appropriate investor protection mechanism include the following criteria
technology and innovations for capital market development, enhance work process efficiency, lower business operators’ cost, and increase transparency, creditworthiness and traceability. DLT has been used as
operators to have more financial planning and consulting services. Basically, an integrated wealth advisor will be consisted of five main elements: (1) surveying and knowing customers with financial health