Microsoft Word - SEC KorKhor 11-47 final (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference

pursue skill and knowledge enhancement on a regular basis to be able to handle ever-increasing innovations in the securities business. This will not only benefit investor contacts in their performance of

market will pursue skill and knowledge enhancement on a regular basis to be able to handle ever-increasing innovations in the securities business. This will not only benefit investor contacts in their

will not only benefit investor contacts in their performance of duties but also provide investors with better quality services. In cases where securities companies assign their investor contacts to

unlicensed derivatives business operators, read news ) Note : * refers to inactivated derivatives dealing Registered Derivatives Broker is able to engage in derivative business only with Institutional

business only with Institutional Investors Investor which is a financial institution under the Commercial Banking Act, securities company, non-life insurance company, life insurance company, statutory

royal decree stipulates that the issuance of ICO must be done only through ICO portals https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8286 SEC and SET run a joint public hearing on the proposed

opportunity in 2022, moreover, would not only coincide with Thailand’s chairmanship of the Asia-Pacific Economic Cooperation (APEC) but also mark the 30th anniversary of the SEC.             In addition, the

:(1) Every five percent report will apply only to  securities issued by company listed on the Stock Exchange of Thailand (SET);(2) Submission of a copy of report to the SET will no longer be required as

e-proxy voting rights.Warothai Kosolpisitkul, Ph.D. International Economic Advisor, FPO, said: “This set of measures to enhance the attractiveness of Thailand’s capital market not only aims at