services within the scope of each type of license granted to the intermediary ; (2) To arrange for clients to access the information prepared by the foreign intermediary or the issuer or the offeror of such
services within the scope of each type of license granted to the intermediary; 4 (2) To arrange for clients to access the information prepared by the foreign intermediary or the issuer or the offeror of such
type of license granted to the intermediary ; (2) To arrange for clients to access the information prepared by the foreign intermediary or the issuer or the offeror of such product in support of their
information prepared by the foreign intermediary or the issuer or the offeror of such product in support of their investment decision making; (3) To disclose the fees charged to the clients by the intermediary
of Units of Foreign Collective Investment Scheme. Chapter 2 Provisions relating to Draft Prospectus ________________ Clause 8 The form of draft prospectus that the offeror [CIS operator] of units of
securities offeror who is obliged to file the registration statement and draft prospectus with the SEC Office. Clause 3. A securities underwriter shall not make underwriting of the following securities, except
category of mutual fund management; (15) “Stock Exchange” means the Stock Exchange of Thailand. Clause 2. This Notification shall apply to securities underwriting made for a securities offeror who is obliged
Notification shall apply to securities underwriting made for a securities offeror who is obliged to file the registration statement and draft prospectus with the SEC Office. Clause 3. A securities underwriter
offering of the units stated in the registration statement, if the offeror wishes to offer the remaining units from the previous offering, the offeror shall submit another registration statement to the