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the company to select a person with knowledge and abilities suitable to act in the capacity so appointed. The person shall have no record of misconduct and behaviour which may affect to image of the
fiduciary duties and good corporate governance principles. Clause 3. To attain the availability of competent personnel, the management company shall: (1) have personnel in an adequate number for all types of
person with knowledge (Unofficial Translation) Page 2 of 4 and abilities suitable to act in the capacity so appointed. The person shall have no record of misconduct and behaviour which may affect to image
Online Submission CA - Download Forms / Manuals Investment Advisory Juristic person who undertake securities business in the category of investment advisory services under the Securities and Exchange
establishes regulations on the supervision of derivatives clearing houses as follows: (1) good governance and organizational structuring, as detailed in Chapter 2; (2) regulations on business operation, as
SEC Office under this Notification shall be in accordance with the following criteria except when granted a waiver from the SEC Office as deemed necessary and appropriate: (1) the person having duty