and in managing associated risks, to be able to provide services to related digital asset business operators. This is for the case that they have common major shareholders if they are able to comply

of transactions as per clients’ orders under (3).The SEC emphasizes the importance of monitoring financial condition and liquidity of business operators to make sure that they comply with the

responsibilities of business operators in the Thai capital market as responsible investors who consider climate risk and emphasize engagement with investee companies and encourage investee companies to be

of businesses for business operators in the capital market. This is in line with the objectives of the CMDF that call for the development of infrastructure while developing the competitiveness of the

.   “Moreover, SEC is well aware that, in rendering services, business operators in capital market inevitably need to access personal data of customers. The business sectors in capital market, especially the

information related to such digital asset investments. The list of licensed digital asset business operators is available at www.sec.or.th/digitalasset. In case of possible tips on suspicious activities

presence in the international arena and enhance competitiveness and opportunities of business operators and participants in the Thai capital market. The hosting opportunity would also help to enhance the

against money laundering. Existing operators which have been undertaking digital asset businesses prior to the effective date of the Royal Decree and wish to continue their business operation must file an

Know-Your-Customer (KYC) and Customer-Due-Diligence (CDD) and set up preventive measures against money laundering. Existing operators which have been undertaking digital asset businesses prior to the

Bangkok, September 11, 2014 ? The SEC is seeking public comment on proposed compilation of rules on customer contact and service for securities and derivatives business operators where certain