, hereby issues the following regulations: Clause 1 This Notification shall come into force from 1 November 2013. Clause 2 In this Notification: “intermediary” means: (1) a derivative business operator in
(25); (11) provident fund; (12) Government Pension Fund; (13) Social Security Fund; (14) National Savings Fund; (15) Financial Institution Development Fund; (16) derivatives business operator under the
fund; (12) Government Pension Fund; (13) Social Security Fund; (14) National Savings Fund; (15) Financial Institution Development Fund; (16) derivatives business operator under the Law on Derivatives
business operator under the Law on Derivatives; (17) derivatives business operator under the Law on Agricultural Futures Trading; (18) international financial institution; (19) Deposit Protection Agency; (20
Company had VHE Bad Oeynhausen (Germany), VHE Chopin Cracow (Poland), VH Amber Baltic (Poland), VHE Bratislava (Slovakia) as the main driver of the increase in overall occupancy. As a result of the increase
suitability of investment relating to such securities; (9) “ foreign securities business operator ” means any person licensed to undertake securities business by a regulatory agency on securities and securities
securities; (9)2 “foreign securities business operator” means any person licensed to undertake securities business by a regulatory agency on securities and securities exchanges in a foreign country which is a
securities; (9)2 “foreign securities business operator” means any person licensed to undertake securities business by a regulatory agency on securities and securities exchanges in a foreign country which is a
ของประเทศที่อนุญาตใหกองทุนรวมตางประเทศเขามาเสนอขายแกผูลงทุน หนา 3 - CIS Operator ที่เปนผูบริหารจัดการ CIS (เทียบเทาบริษัทหลักทรัพยจดัการกองทุน) ตองเปนบริษทัที่อยูภายใตการกํากับดแูลของ home
may outsource to a service provider under this Chapter are as follows except the cases under Paragraph 2: (1) management of client’s right and benefit; (2) risk management only if the outsource operator