Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 38/2024 Dated 13/05/2024

Assessment form on 13 September 2023. SEC Act S.113 Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 37/2024 Dated 13/05/2024

or the failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 32/2024

submitted through the transmission system of the SEC office on March 9, 2023. SEC Act S.56(4) Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 31/2024 Dated 13/05/2024

SEC Office on 26 October 2022 SEC Act S.81 Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 35/2024 Dated 13/05/2024

give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 81 Settlement Committee Meeting No. 3/2024 Settlement Committee Order No. 36/2024 Dated 13/05/2024

and procedures as specified in the notification by failing to put in place an effective debenture underwriting system to categorize High Net Worth investors. SEC Act S.116 Settlement Committee

violated Section 98(8) of the Securities and Exchange Act B.E. 2535 amended by the Securities and Exchange Act (No. 5) B.E. 2559. SEC Act S.283 Settlement Committee Meeting No. 5/2024 Settlement Committee

Securities and Exchange Act (No. 6) B.E. 2562. SEC Act S.283 Settlement Committee Meeting No. 5/2024 Settlement Committee Order No. 57/2024 Dated 23/07/2024

instruction which is duly required to be performed. SEC Act S.300 in conjunction with 64 paragraph 2 Settlement Committee Meeting No. 6/2024 Settlement Committee Order No. 66/2024 Dated 27/08/2024