UOB Asset Mannagement [Thailand] Co.,Ltd, Between May 13, 2019 and August 1, 2021, UOB Asset Mannagement [Thailand] Co.,Ltd, a fund management company, there is a system to ratio monitoring and
, conditions and procedures as specified in the notification by failing to put in place a sufficient and effective system for analyzing, reviewing and monitoring the quality of securities. SEC Act S.117
Bangkok, October 17, 2013 ? The SEC extended the submission date of the special audit report of Millcon Steel Plc. (MILL) until no later than October 31, 2013. Earlier, the SEC had ordered MILL to
The SEC has amended the regulations concerning supervision of personnel in capital market businesses by extending the renewal application submission period from September 1st to December 15th each
) Plc., for not recording the securities trading orders and inappropriate submission of trading order form (F8). From a routine inspection of UOB Kay Hian Securities (Thailand) Plc, the SEC found that {A
Kultavarakorn (7) Mr. Kevin Gerald Parnell (8) Mr. Jirakom Padumanon | Date of submission of the Statement of Intention : 08/04/2011
Kultavarakorn (7) Mr. Kevin Gerald Parnell (8) Mr. Jirakom Padumanon | Date of submission of the Statement of Intention : 03/05/2011
Kultavarakorn (7) Mr. Kevin Gerald Parnell (8) Mr. Jirakom Padumanon | Date of submission of the Statement of Intention : 11/05/2011
. Kanitta Sahak Alekyan (8) Mrs. Prachitra Voranavin | Date of submission of the Statement of Intention : 07/06/2022
. Kanitta Sahak Alekyan (8) Mrs. Prachitra Voranavin | Date of submission of the Statement of Intention : 21/06/2022