Section 117 Securities and Exchange Act B.E. 2535 Section 117. In the management of a mutual fund, a securities company may set up and manage a mutual fund only when its application to set up the

!!"#$%&'()*')'#+"#$ ,'* 5 1.2 ')'#+" 6 1.3 &')'./+ (demutualization) 8 2. '45** /!"#$& 2.1 /+' 2.1.1 ' 9 2.1.2 ! ?#!#" 11 2.1.3 *#(#" 12 2.2 SET 13 3. #- /)' / 3.1 ,* SET 15 3.2 &'./+ 16 3.3 * +!C(./+ 3.3.1 .%% ownership

รับหลักทรัพยของ ตลท. จะกําหนดในลักษณะที่สอดคลองกับหลักการของสํานักงาน โดยใหเปนไปตามหลักเกณฑของ home exchange เปนหลัก อยางไรก็ตาม ในระยะแรก ตลท. จะรับ foreign issuer เพื่อเขาซื้อขายในตลาด SET เท

purchase is still subject to a number of conditions precedent under the SPA being fulfilled. Key information of the Transaction is set out below. 1. Parties Acquirer: The Bank Sellers: Standard Chartered and

derivatives business of Baht 233 million. The decrease in brokerage fee income was from securities business due to a decrease in SET average daily trading volume of retail investors. 1.2 Fees and Service income

from both securities business and derivatives business, due to a decrease in SET average daily trading volume and TFEX trading volume of retail investors. 1.2 Fees and Service income The Company’s fee

decrease of 43 percent compared to the first quarter of the previous year, mainly from a decrease in SET and TFEX average daily trading volume. 1.2 Fee and Service income The Company’s fee and service income

Page 1 No. CMC Sor Lor.013/2019 Date 12 November 2019 Re: Management Discussion & Analysis for the Period Ended 30 September 2019 To The President of the Stock Exchange of Thailand (SET

broadens the range of regional funds for portfolio diversification, and we hope for more participation from our ASEAN counterparts in future.”SEC Philippines’ Chairperson Emilio B. Aquino, said “We

of Thailand (the SET), failed to prepare and submit the audited financial statements for the year 2015 ended December 31, 2015 to the SEC Office and the SET within March 31, 2016. However, the audited