None 2. Mr. Akira Nakamichi Directors who are related person None 3. Mr. Hirotaka Abo None 4. Mr. Takeshi Oshima Directors who are representative None 5. Mr. Yasumichi Tazunoki of major shareholders None

. Kenichiro Fujimoto 8. Mr. Tomohiko Kasai Representative of major shareholders Common Directors Related person

, of the person with equivalent authority, of other partners or equivalent, of other licensed CPAs or of assistant auditors in such audit firm, are not director, executive or representative of the

equivalent authority, of other partners or equivalent, of other licensed CPAs or of assistant auditors in such audit firm, are not director, executive or representative of the company or its subsidiaries for

>   Asset Management Businesses >   Marketing Representative of Derivatives Fund Manager Market Data SHARE : Detail Content ​ No. List of Licensees Approval Date 1 https://www.sec.or.th/EN/Pages/MarketData

investment grade* from an international credit rating agency established under foreign law (international CRA), (ii) appoint a bondholder representative, and (iii) register the baht bonds with the Thai Bond

official authority’s freezing payments from of such sale, as well as debts from having clients’ asset custody or acting as a representative of such asset custody for a business operator who engages in

having client’s asset custody or acting as a representative of such asset custody for a business operator who engages in other business activities and distinctly segregates its assets from those in its

Industry Consultative Panels, and gathered comments on and recommendations for the Roadmap. A representative from the United Nations Development Programme (UNDP) also shared insights on the Guiding

company. {E} also misled investors into believing that she was a representative or marketing officer for such foreign company. Using clients accounts to trade securities for other persons or sending trading