Committee Meeting No. 4/2023 Settlement Committee Order No. 2/2023 Dated 24/04/2023

Settlement Committee Meeting No. 4/2023 Settlement Committee Order No. 2/2023 Dated 24/04/2023

Act S.94 in conjunction with 30 and 31 Settlement Committee Meeting No. 6/2023 Settlement Committee Order No. 4/2023 Dated 21/06/2023

the instruction or the failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 1/2024 Settlement Committee Order

notification of the SEC. DAB Act S.30 and 31 Settlement Committee Meeting No. 1/2024 Settlement Committee Order No. 1/2024 Dated 30/01/2024

from the instruction or the failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 1/2024 Settlement Committee

procedures as specified by the Office of the Securities and Exchange Commission in the amount of 62 counts. SEC Act S.97 Settlement Committee Meeting No. 1/2024 Settlement Committee Order No. 16/2024 Dated

financial statements for the six-month periods for the year 2021. SEC Act S.106 Settlement Committee Meeting No. 1/2024 Settlement Committee Order No. 16/2024 Dated 30/01/2024

maintenance of capital for the period of July to December of 2021 and for the period of January to June of 2022 was filed with the SEC Office on September 5, 2022. SEC Act S.109 Settlement Committee Meeting

instruction or the failure to give instruction which is duly required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 2/2024 Settlement Committee Order No. 18/2024