margin loan transactions are genuinely used for securities trading, considering the facts or substance of such transactions. For example, using margin loans to purchase big lot securities from related

for their own interest or other persons’, causing damage to AJD.  In the case of AJD price manipulation,* the SEC has found facts and evidence that during the month of June 2014, Amorn (at the time

, as part of the special case investigative team, the SEC has found facts and evidence supporting the premise that the eight individuals above together with those previously charged with the complaint

According to the referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, facts and evidence were found leading to the belief that Worawoot, COL director and the

demeanors of the person under consideration, other penalty that he/she has already served, the impact, damage or benefits incurred from the facts or demeanors under consideration, rectifications or other

According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, there were facts and evidence leading to believe that the actions of the three persons above

interesting stylized facts of equity mutual funds in Thailand, including (1) when comparing between risks and returns, the equity funds with high management fees often yield less returns than the market, and

occasions, EARTH did not present any clear facts of whether the increased debt was mostly special circumstance damages or opportunity costs.  According to the special audit conducted by EARTH at the

or executives for a specified period.With the facts and evidence found following the case referral from the Stock Exchange of Thailand (SET) and the SEC ‘s investigation, it was presumed that Laksana

of RASA.Rapi?s dissemination of false statements or any other statement with the intention to mislead other persons concerning the facts related to the financial condition, the business operation or