=9809 SEC advises listed companies to exercise care and caution before investing in digital assets such investment. This is to prevent material impacts on the companies’ financial position or operating
advises listed companies to exercise care and caution before investing in digital assets disclosure of information related to digital asset investment via the Electronic Information Transmission System of
margin loans and the loans to any particular client to ensure greater caution; (3) To establish a concentration ratio for the securities used as collateral by each customer, ensuring it does not exceed
investors should exercise caution when using services from unlicensed digital asset businesses as they will not be protected under the law and may be exposed to risks of frauds and scams as well as the
percent of the total industry AUM. In all cases, asset management companies must exercise caution when considering appropriate investments. Mrs. Waratchya Srimachand, SEC Deputy Secretary-General, said
the SEC have been shut down. The SEC strongly advises the public to exercise caution when being solicited to make investment in possibly fraudulent schemes, the red flags of which are, for example
increasing the speed and caution for the enforcement process as well as promoting cooperation for human resources development, sharing of knowledge and technological know-how to ensure justice in the
also empowers them to verify and make investment decisions with greater caution and safety in the modern financial landscape.” The SEC has continuously taken a proactive approach under its strategic
26,411,000 ordinary shares with paid up capital of Baht 3.07 per each share, equivalent to the total paid up capital of Baht 81,571,770 of Origin One Thonglor Co., Ltd. (“One Thonglor”), a subsidiary of the
he has already been suspended by the employer for one year, the suspension imposed by the SEC shall remain for one additional year;(2) suspended {B} for one year and six months. As he has already been