According to TMB’s report, a Limited Broker Dealer and Underwriter (LBDU) licensee, Sarunya, an investment consultant for Complex Instruments Type 2, committed an offense and later OIC ordered a
COMPANY LIMITED Disclosure Business News ( 8 record(s) found) Date Time Heading Link 11/11/2020 18:18 Notification of the connected transaction-renew from connected person 10/08/2020 18:30 Notification of
. has been completed. 12/11/2021 17:38 Notification of investment in the purchase of shares of Thana City Ventures Co., Ltd. from Noble Development Public Co., Ltd. (Edit) 11/11/2021 21:27 Notification of
. 27 Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business ____________________________ By virtue of Section 16/6 and Section
institutional or ultra high net worth investor; (b) investment units of a mutual fund of which having a complex investment in accordance with the Notification of the Office of the Securities and Exchange
e-service Online Submission Business Operation Rules >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Office of the Securities and Exchange Commission
the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557 Re: Rules on Personnel in the Capital Market Business dated 3 June 2014, as amended by the Notification of the
approved by SEC under Clause 30(4)(a) of the Notification of the Capital Market Supervisory Board No. Tor Lor Thor. 8/2557, as amended. *** An investment consultant for Complex Instruments Type 2 is