Section 98 Securities and Exchange Act B.E. 2535 Section 98. No securities company shall: (1) reduce its capital without an approval from the SEC; (2) engage in any act which may mislead its
Office of Securities and Exchange No. SorThor/Nor. 34/2547 Re: Operational Control and Security for Information Technology of a Securities Company dated 20 July 2004 and The Notification of the Office of
derivatives broker. Clause 2. The Notification of the Office of Securities and Exchange No. SorThor/Nor. 34/2547 Re: Operational Control and Security for Information Technology of a Securities Company dated 20
Commission 7/2560 16/02/2017 01/03/2017 5. Notification of the Securities and Exchange Commission KorKhor 7/2551 Determination of Paid-Up Registered Capital of Securities Company 08/05/2008 01/06/2008
LIBERATOR SECURITIES COMPANY LIMITED, Between November 18, 2022 to November 14, 2023, LIBERATOR SECURITIES COMPANY LIMITED, a company licensed Securities Brokerage, failed to comply with the rules
TAB TRADING Company Limited. TAB Trading Company Limited reported an incident in which the company breached the debt repayment agreement for the crowdfunding debentures, which were due on February 8
SAI BURAPHA Company Limited SAI BURAPHA Company Limited reported an incident in which the company breached the debt repayment agreement for the crowdfunding debentures, which were due on December 4