executives of a securities company; (2) “Investor Contact” means any person who has duties to contact, solicit, advise or prepare a plan of trading or investment in securities for investors, and are divided
administrative expenses or decrease 30.29% as a result of provision set aside for utility repair works in order to hand over to housing juristic person in 2018 but there was no such provision to set aside in 2019
any person directly or indirectly holding shares of securities company in excess of ten percent of voting shares of such company.Where a securities company issues shares with different voting rights
in his capacity as the responsible person for the operation of Zipmex, which included ordering or acting and omitting to order or failing to act in any way that caused Zipmex to commit offenses in
cash or transferred the money to the juristic person claimed to be an agent from Hong Kong SAR or through currency exchange company in Thailand.According to the Derivatives Act B.E. 2546 (2003), any
the purpose of law enforcement according to the authority of the three agencies. This includes executing the case with the fined person in a criminal case in order to effectively seize property or
concealing the identity of the person who was the real user of those accounts.Pattanapong?s action was deemed to be in violation of Section 243 (1) in conjunction with Section 244 and Section 243(2) of the
of directors and executives of a securities company; (2) “Investor Contact” means any person who has duties to contact, solicit, advise or prepare a plan of trading or investment in securities for
considering which act of the person giving advice or the owner of the website or electronic media is or is not liable to be an undertaking of securities business in the category of investment advisory or an