influenced the securities price. The act was deemed an exploitation of third parties and liable to the offences under Section 241 and the punishments under Section 296 of the Securities and Exchange Act B.E
e-service Online Submission Bond Dealer and Underwriter >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 14/2545
Section 110 of the Securities and Exchange Act B.E 2535 (1992) and Clause 2 of the Notification of the Securities and Exchange Commission No. KorThor. 9/2549 Re: Business Days and Holidays of Derivatives
of the Securities and Exchange Commission No. SorThor. 26/2550 Re: Securities Companies and Derivatives Business Operators’ Holidays for B.E. 2551 (2008) _____________ By virtue of Section 110 of the
and Exchange Commission No. SorThor. 26/2550 Re: Securities Companies and Derivatives Business Operators’ Holidays for B.E. 2551 (2008) _____________ By virtue of Section 110 of the Securities and
Undertaking Securities Business B.E.2551 (2008) __________________ By virtue of Section 14 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No.4) B.E. 2551
Section 16 of the Derivatives Act B.E. 2546 (2003), the Securities and Exchange Commission hereby issues the following regulations: Clause 1 . In this Notification: (1) “derivatives business operator” means
Gazette, General issue, Special section, Vol. 121Ngor, dated 30 January 2004. The Notification of the Securities and Exchange Commission No. KorThor. 47/2547 Re: Registration of Derivatives Business
. Notification of the Securities and Exchange Commission No. KorThor. 18/2549 Re: Maintenance of Net Capital ___________________________________ By virtue of Section 14 and Section 97 of the Securities and