to include the bond issuer’s obligation to allocate cash flows received from certain transactions towards the pro rata repayment of the bonds. The SEC requires that the bondholders’ representative
With reference to a public hearing on the proposed revision to the IT Standard conducted between 14 June and 15 July 2024, the SEC received a wide range of valuable responses from stakeholders. The
According to AIA’s inspection report and SEC’s further investigation, it was found that Sorrapon received the unit-linked life insurance premium from the client but did not forward the premium
Following an AIA report on clients’ complaints and SEC’s further investigation, it was found that Chalermwut had misappropriated the money received from two clients to pay for their annual premium
onwards. In considering these amendments, SEC has taken into account opinions received from business operators and related parties during the public hearing which took place earlier.________________________
revocation of her license as a life insurance broker and agent on account of performing duties dishonestly when she failed to forward premium money of 1 million baht she had received from a client to the
received. The total sum of 56 million baht has already been remitted to the Ministry of Finance as public revenue.? Civil sanction is another fair and effective means of enforcement imposed on offenders
investment upon approval of the SET Board of Governors, and (4) the composition of the CMDF Board shall be restructured. The received public comments and the Ministry of Finance's resolution from the previous
symposium to share experiences and practices.SEC also received approval from the APRC meeting, which currently has Mr. Jun Mizuguchi from the Financial Services Agency of Japan as its Chair, to host the