Commission No. SorKhor. 39/2554 Re: Extension for Period of Approval and Filing Application for Approval of Extension of Personnel in Capital Market Business in Special Circumstances Whereas the first
The SEC Thailand also proposed to be a host country candidate for the IOSCO Annual Conference in 2022 – the year of the SEC Thailand’s 30th Anniversary. The official proposal will be submitted to
-Meeting) with the agenda for consideration and approval of the following:Agenda 1: Consider approval of the following issues:1) Extending the maturity date of the bonds by another 2 years2) Partial
contains subject matters for consideration as follows: Agenda Item 1: Consideration for approval of a two-year extension of the maturity date, from 25 February 2024 to 25 February 2026, and consideration
foreign country, there shall be consideration on change or uncertainty regarding economic, political, social and legal issues of the foreign country as well as the complexity in business continuity
litigation in matters relating to the function to be outsourced; (f) relationship with directors or executives of the intermediary; (g) in the case where the service provider is located in a foreign country
novel Coronavirus (COVID-19) in the country, SEC has considered appropriate to revise the holidays of securities companies and derivatives business operators and, therefore, announced the cancellation
other’s fund standards. In this connection, the SEC has issued regulations for such cross-border offerings of funds under HK-TH MRF. Essentially, a fund to be offered to retail investors in the host country
public offerings from the home country will be eligible for public offerings in the host country under the HK-TH MRF if the mutual fund complies with the relevant qualification requirements of the home