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Bangkok, June 4, 2015 - The SEC suspended {A} and {B}, an equity investment consultant and a capital market investment consultant respectively, for failure to keep complete record of securities
rules, conditions, and procedures for appointment and conduct of fund manager; (9) “Training Institute” means training institutes accepted by the Office; (10) “Unit-linked life insurance policy” means an
procedures for appointment and conduct of fund manager; (9) “Training Institute” means training institutes accepted by the Office; (10) “Unit-linked life insurance policy” means an insurance policy issued by
public awareness on life plan. The program aims to help support sustainable development in Thailand. SEC Secretary-General Vorapol Socatiyanurak said the SEC launched ?Money Mun-D? to build positive
stage of life. Of equal importance is the integrated promotion of knowledge‑sharing activities across multiple sectors, including collaboration with listed companies to jointly drive, support, and
investment consultants found that {A} failed to keep complete records of a high volume of client's derivatives trading orders; while {B} failed to keep complete documentation and evidence of many derivatives